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NASAA Series ​66, ​Uniform Combined State Law Examination Prep and Exam Review Course



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The NASAA ​Series ​66, ​Uniform ​Combined ​State ​Law ​Examination ​is ​required ​of ​individuals ​acting​ as or ​soliciting ​for ​the ​service ​of ​investment ​advisors ​and ​soliciting ​the ​purchase ​or ​sale ​of ​securities within ​a ​state. ​This ​series ​fulfills ​the ​requirements ​of ​both ​the ​Series ​63 ​and ​Series ​65.​The corequisite ​for ​this ​Series ​66 ​prep ​course ​is ​the ​Series ​7 ​Prep ​Course. ​

Topics ​covered ​in ​Series ​66 ​prep ​include:

  • Economic ​Factors ​and ​Business ​Information​
  • Investment ​Vehicle ​Characteristics
  • Client ​Investment ​Recommendations ​and ​Strategies
  • Laws, ​Regulations, ​and ​Guidelines, ​including ​Prohibition ​on ​Unethical ​Business ​Practices


Meeting ​Dates ​and ​Times: 

​​Sept ​21 (12:00 p.m. - 4:00 p.m.), Sept ​22 (8:30 a.m. - 12:00 p.m.)

Sept ​28 ​( 12:00 p.m. - 4:00 p.m.), Sept ​29 ​(​8:30 a.m. ​- ​12:30 p.m.)

Review ​session ​will ​be ​held ​Oct ​13 ​from ​12:30 p.m. ​to ​2:30 p.m.



Course Enrollment Cost: $325.00

You ​will also need to ​purchase ​the course ​textbook ​​at ​ college.stcusa.com The ​full ​set ​of ​study ​materials ​includes ​a ​Course ​Textbook ​and ​Online ​ExamCenter. ​The ​materials ​are ​focused ​directly ​on ​the ​material ​covered ​on ​the ​examination. The course is ​clear ​and ​easy ​to ​understand, ​helping ​you ​learn ​and ​absorb ​the ​material ​quickly. ​This ​prep ​course ​is ​continuously ​updated ​for ​changes ​in ​rules, ​regulations, ​laws, ​and ​exams. ​*Book ​pricing ​for ​both ​Series ​7 ​& ​66 ​costs ​$249.00; ​book ​pricing ​for ​Series ​7 ​costs ​$200.00; ​pricing ​for ​Series ​66 ​is ​$49.00.
 

Registration for this course may be completed at:

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Contact Us
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